Level Four Corporate Retirement Plans

Employee benefits to benefit your employees and your business.

RETIREMENT PLAN STRATEGIES

We believe offering corporate benefits is a way that can greatly impact recruitment and retention of employees. When employees are not financially secure, they are distracted employees and are not focused on the employer’s goals. It is possible to improve a company’s retirement plan and make it possible for their employees to retire sooner, thereby saving the company money in salary, benefits for the older workforce.

PROFIT SHARING PLANS
401(K)
ESOP
NON-QUALIFIED PLANS
SAFE HARBOR
CASH BALANCE

“HR teams are now beginning to see the retirement plan truly as a benefit and not a cost item. They are beginning to realize that a healthy retirement plan can not only help their older employees, but when accompanied by individualized financial advice, can help younger employees get on a better financial footing.”

Services

ADMINISTRATIVE / VENDOR / SERVICE PROVIDER SUPPORT

Plan Assessment
Periodic fee benchmarking
Review of plan design features
Compliance testing review and suggestions

INVESTMENT SUPPORT SERVICES

Default Investment Advice
- Level Four® Advisory Services will assist Client with the selection of one or more qualified default investment alternative(s) (“QDIA”), for participants who are automatically enrolled in the plan or who otherwise fail to make an investment election
Investment policy statement preparation
Investment due diligence

FIDUCIARY SUPPORT SERVICES

3(38) Investment manager service provider
3(21) Co-fiduciary service provider
- Level Four® Advisory Services provides plan investment recommendations to plan trustee(s)

PARTICIPANT SERVICES

Financial education
Plan Enrollment
Individualized participant advice
- Level Four® Advisory Services can provide one-on-one advice to plan participants customized to the circumstances disclosed by each individual participant

Retirement Readiness is Our Mission

We can help simplify the complexities of retirement planning. Build a stronger retirement plan and empower your company’s productivity and profitability!

1

The Foundation Framework

Design a foundation to help reach plan goals with recommendations for appropriate investment choices and providers.

2

The Fiduciary Framework

Address fiduciary responsibilities and manage risk by developing procedures to assist with ERISA requirements.

3

The Employee Advantage

We will educate employees on plan benefits and options and offer guidance on how to pursue their goals individually or in a group.

4

The Ongoing Maximizer

Regularly promote the health of your 401(k) by maintaining best practices, market enhancements, and regulatory changes

Transforming the 401(k) experience

Build a Stronger Retirement Plan for your Company

The Average American pays 25% of take-home on credit card debt

44% of households have less than 25% in Emergency savings

50% of American households live paycheck-to-paycheck

DOES THIS MATCH YOUR WORKFORCE?

How much does that impact productivity?

Our Specialist

David Byrnes AIF®, CPFA®

Practice Director, Corporate Retirement Plans

Learn More

Alan Leffingwell AIF®

Corporate Retirement Plan Specialist

Learn More

Our team of specialists can help you succeed on your financial journey.

Insurance & Risk Management

Life
Long-term Care
Medicare
Fixed & Variable Annuities
Corporate Retirement
Pooled Employer Plan

Learn More about our Insurance Agency

Capital Management

Equity SMA Strategies
Fixed Income SMA Strategies
Asset Allocation Models
Crypto
Alternative Investments

Visit our Capital management Solutions

Financial Planning

Estate Planning
Family Needs Planning
Insurance Planning
Investment Management
Organize & Analyze
Retirement Planning
Tax Planning

Fill our out WKYUAN form

Business Solutions

Tax Planning
Exit Planning
Employee Retention
Asset & Risk Management
Executive Benefits
Retirement Plan Consulting
Buy-Sell Consulting

Learn More about Our Business Solutions Visit Level Four's Planning

Advisory Services

Corporate Retirement Plans
Pooled Employer Plan
Plan Assessment
Investment Management
Fiduciary Support
Investment Review
Plan Enrollment
Financial Education

Learn More about Our Advisory Services Visit Level Four's Planning

Private Client Services

Estate Planning
Multi-Generation Planning
Advanced Planning
Retirement Plan Consulting
White Glove Services

Learn More about Our Sports & Entertainment Services Visit Level Four's Planning

Ready to get started?

Contact Level Four to find out how you can begin to pursue the life you dream.

Level Four Advisory

Check the background of your financial professional on FINRA's BrokerCheck.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

Securities offered through Level Four Financial, LLC, a registered broker dealer and member of FINRA/SIPC. Advisory services are offered through Level Four Advisory Services, LLC, an SEC-registered investment advisor. Accounts carried by Raymond James & Associates, Inc. Member New York Stock Exchange/SIPC. Neither Level Four Financial, LLC nor Level Four Advisory Services, LLC offer tax or legal advice. Please contact your tax or legal professional for specific information regarding your individual situation. Level Four Financial Registered Representatives associated with this site may discuss and/or transact securities business only with residents in states where they are registered. Please refer to https://brokercheck.finra.org for additional information.

Corporate Contact Information

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Check the background of your Financial Professional on FINRA’s BrokerCheck. We take protecting you data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information. © 2021 Level Four Financial, LLC Member FINRA/SIPC Disclosures Representative Login | Representative Email

Level Four Capital Management

Investment advice offered through Level Four Capital Management, LLC, an SEC registered investment advisor. The content herein is derived from sources believe to be reliable and accurate. The information contained herein is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for informational purposes only, and should not be considered as a solicitation for the purchase or sale of any security.

Level Four Advisory

Check the background of your financial professional on FINRA's BrokerCheck.

Check the background of your Financial Professional on FINRA’s BrokerCheck. We take protecting you data and privacy very seriously.

Level Four Group, LLC is a division of CRI Capital Group, LLC, a subsidiary of CRI Advisors, LLC. “CRI" is the brand name under which Carr, Riggs & Ingram, L.L.C. (“CPA Firm”) and CRI Advisors, LLC (“Advisors”) and its subsidiary entities provide professional services. CPA Firm and Advisors (and its subsidiary entities) practice as an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations and professional standards. CPA Firm is a licensed independent CPA firm that provides attest services to its clients, and Advisors and its subsidiary entities provide tax and business consulting services to their clients. Advisors and its subsidiary entities are not licensed CPA firms.